Regulatory Suite

Outsourcing solutions for generation and distribution of regulatory reporting documents

PRIIP KIDS – EPT/CEPT/EMT, MiFID II

Anevis Solutions supports you with the implementation of EU regulation No. 1286/2014, which took effect on the 3rd of January, 2018, and serves the purpose of improving the transparency and functionality of financial markets.

The EU- regulation includes the creation of a Key Information Document (KID), which is to be made for Packaged Retail and Insurance-based Investment Products (PRIIPs). We take care of the creation, publication and distribution of your KIDs for PRIIPs as well as all datafiles common on the market such as EPT (European PRIIPs Template) and CEPT (Comfort European PRIIPs Template).

MiFiD II, which demands additional information regarding costs and distribution of investment funds, took effect simultaneously with EU- regulation Nr. 1286/2014. To transfer this data the European MiFiD Template (EMT) is used.

UCITS KIIDS

The basis for UCITS KIIDS is the UCITS-IV regulation 2009/65/EG (undertakings for collective investment in transferable securities) of the European Union.

It demands the creation of a Key Investor Information Document (KIID), which must be made available to investors. Anevis Solutions takes on the creation, publication and distribution of your UCITS KIIDs.

FIDLEG BIB

On the 1st of january, 2020, a national law from the swiss parliament concerning financial services (FIDLEG) came into effect, which demands a basic information document (BIB).

The content of the document is oriented around the regulations of the European Union (PRIIP, MiFiD II), but with modifications to specific swiss circumstances. The goal is to expand the protection of investors and to create standardised rules of competition. We take on the creation, publication and distribution of your FIDLEG BIBs.

SFDR/PAI/EET Reporting

In November 2019, Regulation (EU) 2019/2088 on sustainability-related disclosure requirements in the financial services sector was issued.

The SFDR specifies that financial firms must disclose to clients the extent to which sustainability factors are incorporated into the decision-making process for their financial products and what the adverse sustainability impacts of their financial products are (PAI Statements – Principal Adverse Impact Statements). We create SFDR reporting, PAI statements as well as the EET (European ESG Template) according to the individualization requirements of our clients.

Transaction Cost Calculation (TCC)

Determination of transaction costs according to PRIIP using the arrival price method and according to MiFID or MiFID Full (estimation method).

With the TCC service, Anevis offers modular service components for different target screens within the PRIIP transaction cost calculation – from the calculation of a validated arrival price, to the calculation of transaction costs according to PRIIP or MiFID, to the full service offer, which includes the entire calculation of the transaction cost figure.

Our Process

Anevis Solutions complies with regulatory requirements and designs the created documents individually in the given legal framework.

Big-Four oversight

If you wish we will collaborate with an accounting firm for the creation and implementation of KIDs for PRIIPs

Individual and automated presentation

Regulatory documents are created individually for you – within the given legal framework. Additionally regulatory changes are immediately applied and distributed after testing.